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Advanced Compliance & Trading Analytics for Modern Financial Firms

Intelligent RegTech Solutions

Built to streamline compliance, optimize trading performance, and drive smarter financial decisions with real-time insights, automation, and regulatory confidence.

Smart Compliance Solutions for a Dynamic Financial World

Automate Compliance

Streamline regulatory processes with intelligent automation and real-time monitoring.

ABOUT US

Driving Compliance Through Intelligent Technology

FINCOMPLY SOLUTIONS INC. is a forward-thinking technology company delivering advanced Regulatory Technology (RegTech) and trading analytics solutions to financial services firms across Canada. Our mission is to simplify and strengthen regulatory compliance through intelligent, scalable, and technology-driven solutions.

At the core of our offering is a cloud-based Software-as-a-Service (SaaS) platform designed to automate critical compliance functions such as trade surveillance, anti-money laundering (AML) monitoring, and best execution reporting. In addition, our platform provides powerful analytics to enhance trading system performance and operational efficiency.

Built for seamless integration, our solution connects effortlessly with leading FIX API and trading platforms including Metatrader 4/5, PrimeXM, OneZero, and Centroid—ensuring rapid deployment with minimal disruption to existing workflows.



our services

Comprehensive
Compliance Solutions

  • Threat Detection and Monitoring
  • Access Control Management
  • Security Awareness Training
  • Trading system performance analytics
  • Operational efficiency insights
  • Subscription-based modular platform
  • Full-platform integrated solution
  • Integration with leading FIX API and trading platforms(MetaTrader, PrimeXM, OneZero, Centroid)
  • Custom onboarding and connectivity setup
  • Automated monitoring and reporting tools
  • Risk detection and regulatory adherence support

Surveillance Plan

Standalone Surveillance Plan

These are individual modules clients can subscribe to:

  • Trade Surveillance Plan
    $500 per user/month
    Minimum 5 users
    Focus: Monitoring trading activity, detecting suspicious behavior
  • AML Compliance Plan
    $400 per user/month
    Focus: Anti-money laundering monitoring, risk detection, regulatory compliance

Integrated Surveillance Plan

A bundled solution covering all compliance and surveillance needs:

  • Full Platform Plan
    $1,200 per user/month
    Includes: Trade Surveillance, AML Compliance,Best Execution Reporting
    Ideal for firms needing complete compliance coverage






Supporting Service (Non-Subscription)

(Important but separate from monthly plans)

  • Platform Integration & Setup
    One-time fee: $5,000 – $15,000
    Covers onboarding, system integration, and connectivity