We deliver intelligent RegTech and compliance automation solutions that help financial institutions simplify regulatory operations, reduce risk, and improve transparency.
Round-the-clock assistance for regulatory compliance, risk monitoring, audit readiness, and reporting support for financial institutions.
FINCOMPLY SOLUTIONS INC. is a forward-thinking technology company delivering advanced Regulatory Technology (RegTech) and trading analytics solutions to financial services firms across Canada. Our mission is to simplify and strengthen regulatory compliance through intelligent, scalable, and technology-driven solutions.
At the core of our offering is a cloud-based Software-as-a-Service (SaaS) platform designed to automate critical compliance functions such as trade surveillance, anti-money laundering (AML) monitoring, and best execution reporting. In addition, our platform provides powerful analytics to enhance trading system performance and operational efficiency.
Built for seamless integration, our solution connects effortlessly with leading FIX API and trading platforms(MetaTrader, PrimeXM, OneZero, Centroid) —ensuring rapid deployment with minimal disruption to existing workflows.
Beyond our technology platform, we offer specialized consulting services focused on regulatory readiness and trading system optimization. By combining deep industry expertise with innovative technology, FINCOMPLY SOLUTIONS INC. helps clients navigate Canada’s evolving regulatory landscape with confidence and precision.
FINCOMPLY SOLUTIONS INC. is committed to delivering intelligent, automated regulatory technology and trading analytics solutions that simplify compliance for financial institutions across Canada. Through a cloud-based, seamlessly integrated SaaS platform, the company aims to:
- Reduce regulatory risk
- Lower operational costs
- Enhance transparency for investment dealers
By transforming complex regulatory requirements into clear, actionable insights, and combining deep industry expertise with innovative technology, FINCOMPLY SOLUTIONS INC. empowers clients to:
- Operate with confidence
- Improve efficiency
- Scale sustainably
We combine industry expertise with advanced automation to simplify compliance, reduce operational risk, and improve efficiency.
Our cloud-based platform helps organizations stay ahead of evolving regulations with smart automation and actionable insights.
From regulatory reporting to trade surveillance, we provide scalable solutions that enhance transparency and operational confidence.